Filing Details
- Accession Number:
- 0001354327-14-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 16:34:08
- Reporting Period:
- 2014-11-04
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 16:34:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354327 | Pgt Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1327138 | F Floyd Sherman | Pgt, Inc. 1070 Technology Drive North Venice FL 34275 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-11-04 | 43,516 | $1.98 | 43,516 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-11-04 | 43,516 | $9.38 | 0 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-11-05 | 21,000 | $1.98 | 21,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-11-05 | 21,000 | $9.39 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2014-11-04 | 43,516 | $0.00 | 43,516 | $1.98 |
| Common Stock | Stock Option | Acquisiton | 2014-11-05 | 21,000 | $0.00 | 21,000 | $1.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,000 | 2020-04-07 | No | 4 | M | Direct | |
| 0 | 2020-04-07 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $9.20 to $9.55 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $9.34 to $9.43 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
- The original grant was exercisable in two equal installments on each of April 17, 2011 and April 7, 2012.
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