Home > Insider Trading > Filing (0001225208-14-022806)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
316709	Schwab Charles Corp	SCHW	Security Brokers, Dealers & Flotation Companies (6211)	943025021

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1416062	L Jay Allen	211 Main Street San Francisco CA 94105	Evp And Chief Admin Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-03	10,367	$11.75	16,021	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2014-11-03	10,000	$13.64	26,021	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2014-11-03	8,286	$15.43	34,307	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2014-11-03	4,009	$28.59	38,316	No	4	M	Indirect	by Trust
Common Stock	Disposition	2014-11-03	8,286	$28.64	30,030	No	4	S	Indirect	by Trust
Common Stock	Disposition	2014-11-03	10,000	$28.58	20,030	No	4	S	Indirect	by Trust
Common Stock	Disposition	2014-11-03	10,367	$28.58	9,663	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust
No	4	S	Indirect	by Trust
No	4	S	Indirect	by Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2014-11-03	8,286	$0.00	8,286	$15.43
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2014-11-03	10,367	$0.00	10,367	$11.75
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2014-11-03	10,000	$0.00	10,000	$13.64
Common Stock	Nonqualified Stock Option (right to buy)	Acquisiton	2014-11-03	20,782	$0.00	20,782	$28.44

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-11-01	2020-11-01	No	4	M	Direct
10,368	2012-11-01	2021-11-01	No	4	M	Direct
20,000	2013-11-01	2022-11-01	No	4	M	Direct
20,782	2015-11-03	2024-11-03	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,712	Indirect	by ESPP

Footnotes

Shares acquired on the vesting of restricted stock units.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
This transaction was executed in multiple trades at prices ranging from $28.54 to $28.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $28.353 to $28.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $28.353 to $28.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.