Filing Details
- Accession Number:
- 0001140361-14-040307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 15:59:24
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 15:59:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534643 | Permal Hedge Strategies Fund I | N/A | () | 453765979 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438126 | F. Javier Dyer | 900 3Rd Ave #28 New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Institutional Shares | Acquisiton | 2014-11-03 | 32,051 | $4.68 | 100,388 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Amount is estimated and based upon the Fund's net asset value ("NAV") per share as of September 30, 2014. Due to the timing of the Fund's calculation of its NAV, the actual number of shares purchased as a result of this $150,000 acquisition and the actual purchase price per share cannot be determined at the time of this filing. The final NAV per share used to calculate the price per share and the number of shares purchased will be stated in an amendment to this filing, to be filed at a later date.
Billionaire Hedge Funds
