Filing Details
- Accession Number:
- 0001209191-14-066560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 14:04:16
- Reporting Period:
- 2014-11-04
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 14:04:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862831 | Financial Institutions Inc | FISI | National Commercial Banks (6021) | 160816610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1072924 | J Richard Harrison | 220 Liberty Street Warsaw NY 14569 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-13 | 700 | $0.00 | 27,563 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2014-11-04 | 1,773 | $21.05 | 29,336 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-04 | 1,773 | $24.82 | 27,563 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-11-04 | 1,773 | $0.00 | 1,773 | $21.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-02-23 | 2015-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,112 | Indirect | Held in 401K plan |
Footnotes
- Shares sold pursuant to a cashless exercise of stock options.
- Includes 204 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.
- Options vested in four equal annual installments beginning on February 23, 2006.
Billionaire Hedge Funds
