Filing Details
- Accession Number:
- 0000350894-14-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 10:30:30
- Reporting Period:
- 2014-10-30
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 10:30:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191716 | Sarah Blumenstein | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2014-10-30 | 8,000 | $21.55 | 9,744 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2014-10-30 | 4,000 | $19.28 | 13,744 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-30 | 12,000 | $38.05 | 1,744 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2014-10-30 | 8,000 | $21.55 | 8,000 | $21.55 |
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2014-10-30 | 4,000 | $19.28 | 4,000 | $19.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-12-14 | 2014-12-14 | No | 4 | M | Direct |
0 | 2012-12-14 | 2015-12-14 | No | 4 | M | Direct |