Filing Details
- Accession Number:
- 0001111770-14-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 09:58:17
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 09:58:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1111770 | Barry Kelleher | 25 Frontage Road Andover MA 01810 | President, Brick Business Unit | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-03 | 1,197 | $6.29 | 3,454 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-03 | 5,000 | $5.35 | 8,454 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-03 | 1,197 | $13.63 | 7,257 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-03 | 5,000 | $13.63 | 2,257 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-04 | 18,803 | $6.29 | 21,060 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-04 | 652 | $6.29 | 21,712 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-04 | 855 | $6.29 | 22,567 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-04 | 18,803 | $13.42 | 3,764 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-04 | 652 | $13.42 | 3,112 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-04 | 855 | $13.42 | 2,257 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Disposition | 2014-11-03 | 1,197 | $0.00 | 1,197 | $6.29 |
| Common Stock | Non Qualified Stock Option | Disposition | 2014-11-03 | 5,000 | $0.00 | 5,000 | $5.35 |
| Common Stock | Non Qualified Stock Option | Disposition | 2014-11-04 | 18,803 | $0.00 | 18,803 | $6.29 |
| Common Stock | Non Qualified Stock Option | Disposition | 2014-11-04 | 652 | $0.00 | 652 | $6.29 |
| Common Stock | Non Qualified Stock Option | Disposition | 2014-11-04 | 855 | $0.00 | 855 | $6.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 182,352 | 2014-06-17 | 2023-06-17 | No | 4 | M | Direct |
| 177,352 | 2023-05-14 | No | 4 | M | Direct | |
| 158,549 | 2014-06-17 | 2023-06-17 | No | 4 | M | Direct |
| 157,897 | 2023-06-17 | No | 4 | M | Direct | |
| 157,042 | 2023-06-17 | No | 4 | M | Direct |
Footnotes
- Granted 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.
- Granted 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.
Billionaire Hedge Funds
