Filing Details
- Accession Number:
- 0001181431-14-035494
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 20:57:05
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 20:57:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898243 | B James Hawkins | Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-10-24 | 14,300 | $10.73 | 450,098 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-10-24 | 14,300 | $34.13 | 435,798 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-11-04 | 4,100 | $10.73 | 439,898 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-11-04 | 4,100 | $34.01 | 435,798 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option | Disposition | 2014-10-31 | 14,300 | $10.73 | 14,300 | $10.73 |
| Common Stock | Nonqualified Stock Option | Disposition | 2014-11-04 | 4,100 | $10.73 | 4,100 | $10.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-07-15 | 2015-06-15 | No | 4 | M | Direct |
| 0 | 2009-07-15 | 2015-06-15 | No | 4 | M | Direct |
Footnotes
- Includes 367 shares purchased pursuant to the Company's Employee Stock Purchase Plan since the date of the reporting persons last Form 4.
- This transaction was executed in multiple trades at prices ranging from $34.00 to $34.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $34.00 to $34.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
