Filing Details
- Accession Number:
- 0001181431-14-035482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 19:21:25
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 19:21:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456418 | J Douglas Dehaan | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | General Manager, Samsung Hdd | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2014-10-31 | 4,428 | $11.07 | 38,006 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2014-10-31 | 7,925 | $11.16 | 45,931 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2014-10-31 | 2,254 | $29.87 | 48,185 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2014-10-31 | 14,607 | $62.15 | 33,578 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2014-10-31 | 8,480 | $62.14 | 25,098 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | NQ Stock Options | Disposition | 2014-10-31 | 4,428 | $0.00 | 4,428 | $11.07 |
Ordinary Shares | NQ Stock Options | Disposition | 2014-10-31 | 7,925 | $0.00 | 7,925 | $11.16 |
Ordinary Shares | NQ Stock Options | Disposition | 2014-10-31 | 2,254 | $0.00 | 2,254 | $29.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-09-13 | 2017-09-13 | No | 4 | M | Direct |
14,530 | 2012-09-12 | 2018-09-12 | No | 4 | M | Direct |
8,640 | 2013-09-10 | 2019-09-10 | No | 4 | M | Direct |
Footnotes
- These Ordinary Shares were sold in multiple transactions at sales prices ranging from $62.11 to $62.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- These Ordinary Shares were sold to cover the tax liabilities arising from the vesting of securities previously reported on one or more Forms 4 by the Reporting Person.
- These Ordinary Shares were sold in multiple transactions at sales prices ranging from $62.11 to $62.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- Options granted to the Reporting Person under the Issuer's 2001 Stock Option Plan are subject to a four year vesting schedule. One quarter of the options vested on September 13, 2011. The remaining options vested monthly over the 36 months following September 13, 2011.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 12, 2012. The remaining options vest monthly over the 36 months following September 12, 2012.
- Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four year vesting schedule. One quarter of the options vested September 10, 2013. The remaining options vest monthly over the 36 months following September 10, 2013.