Filing Details
- Accession Number:
- 0001354488-14-005401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 18:37:48
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 18:37:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024126 | Pernix Therapeutics Holdings Inc. | PTX | Pharmaceutical Preparations (2834) | 330724736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1467224 | Simmons Tracy Clifford | 884 Johnnie Dodds Blvd Suite 201 Mount Pleasant SC 29464 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-03 | 2,246 | $3.80 | 9,752 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-03 | 2,246 | $10.00 | 7,506 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-03 | 2,246 | $0.00 | 2,246 | $3.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-03-09 | 2015-03-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 ere effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/29/14.
- The option which represents a right to purchase a total of 25,000 shares of which 22,754 were purchased prior to 11/3/14 became fully exercisable on March 9, 2010.