Filing Details
- Accession Number:
- 0000899866-14-000238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 18:36:32
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 18:36:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899866 | Alexion Pharmaceuticals Inc | ALXN | Pharmaceutical Preparations (2834) | 133648318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457477 | David Hallal | C/O Alexion Pharmaceuticals, Inc 352 Knotter Drive Cheshire CT 06410 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-11-03 | 15,664 | $22.90 | 134,280 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-11-03 | 14,336 | $17.65 | 148,616 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2014-11-03 | 15,664 | $190.00 | 132,952 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2014-11-03 | 14,336 | $190.02 | 118,616 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2014-11-03 | 15,664 | $22.90 | 15,664 | $22.90 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2014-11-03 | 14,336 | $17.65 | 14,336 | $17.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,336 | 2010-04-28 | 2020-01-28 | No | 4 | M | Direct |
| 0 | 2008-04-09 | 2018-01-09 | No | 4 | M | Direct |
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