Filing Details
- Accession Number:
- 0001144204-14-065062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 18:14:42
- Reporting Period:
- 2014-11-04
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 18:14:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1611988 | Fifth Street Asset Management Inc. | FSAM | Investment Advice (6282) | 465610118 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621352 | Wayne Cooper | C/O Fifth Street (Fsam) 777 West Putnam Avenue, 3Rd Floor Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $0.01 Par Value Per Share | Acquisiton | 2014-11-04 | 10,000 | $17.00 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Represents shares of Class A Common Stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.