Filing Details
- Accession Number:
- 0001209191-14-066345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 18:00:39
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 18:00:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 857737 | Iconix Brand Group Inc. | ICON | Footwear, (No Rubber) (3140) | 112481903 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 944791 | Neil Cole | C/O Iconix Brand Group, Inc. 1450 Broadway New York NY 10018 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-31 | 200,000 | $10.00 | 2,271,779 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-31 | 200,000 | $39.51 | 2,071,779 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-10-31 | 800,000 | $4.62 | 2,871,779 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-31 | 800,000 | $39.51 | 2,071,779 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to Buy (common stock) | Disposition | 2014-10-31 | 800,000 | $0.00 | 800,000 | $4.62 |
| Common Stock | Right to Buy (common stock) | Disposition | 2014-10-31 | 200,000 | $0.00 | 200,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-03-29 | 2015-03-29 | No | 4 | M | Direct |
| 0 | 2005-12-28 | 2015-12-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,000 | Indirect | As custodian for children |
| Common Stock | 15,194 | Indirect | By 401(k) Plan |
Footnotes
- Includes 1,181,684 unissued shares underlying RSUs that were granted to the reporting person pursuant to the terms of his 2008 employment agreement with the issuer and a related RSU Agreement.
- The filing of the Statement shall not be construed to mean that the reporting person is, for purposes of Section 16 of the Securities and Exchange Act of 1934 (as amended), the beneficial owner of the common stock. These shares of common stock represent 10,000 shares owned by one of the reporting person's children.
Billionaire Hedge Funds
