Filing Details
- Accession Number:
- 0001054374-14-000154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 17:56:16
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 17:56:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054374 | Broadcom Corp | BRCM | Semiconductors & Related Devices (3674) | 330480482 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344463 | Arthur Chong | 5300 California Avenue Irvine CA 92617 | Exec. V.p., G.c. & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-10-31 | 77,084 | $23.17 | 416,835 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2014-10-31 | 90,000 | $29.39 | 506,835 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-10-31 | 167,084 | $42.00 | 339,751 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2014-10-31 | 77,084 | $0.00 | 77,084 | $23.17 |
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2014-10-31 | 90,000 | $0.00 | 90,000 | $29.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-04-27 | No | 4 | M | Direct | |
0 | 2020-02-04 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Includes (i) 52,851 shares that are held as Class A common stock and (ii) 286,900 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- All shares subject to such option are fully vested and immediately exercisable.