Filing Details

Accession Number:
0001181431-14-035457
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-04 17:32:50
Reporting Period:
2014-11-03
Filing Date:
2014-11-04
Accepted Time:
2014-11-04 17:32:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285785 Mosaic Co MOS Agricultural Chemicals (2870) 201026454
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1301456 T James Prokopanko C/O The Mosaic Company
3033 Campus Drive, Suite E490
Plymouth MN 55441
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-03 57,480 $15.45 241,310 No 4 M Indirect Revocable Trust
Common Stock Acquisiton 2014-10-03 3,635 $20.70 244,945 No 4 M Indirect Revocable Trust
Common Stock Disposition 2014-10-03 61,115 $43.85 183,830 No 4 S Indirect Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Revocable Trust
No 4 M Indirect Revocable Trust
No 4 S Indirect Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-10-03 57,480 $0.00 57,480 $15.45
Common Stock Stock Option (Right to Buy Disposition 2014-10-03 3,635 $0.00 3,635 $20.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,778 2016-08-04 No 4 M Indirect
32,336 2017-02-01 No 4 M Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $40.03 2017-08-02 83,433 83,433 Indirect
Common Stock Stock Option (Right to Buy) $127.21 2018-07-31 23,409 23,409 Indirect
Common Stock Stock Option (Right to Buy) $52.72 2019-07-27 48,077 48,077 Indirect
Common Stock Stock Option (Right to Buy) $44.93 2020-07-27 79,011 79,011 Indirect
Common Stock Stock Option (Right to Buy) $70.62 2021-07-21 47,373 47,373 Indirect
Common Stock Stock Option (Right to Buy) $57.62 2022-07-19 77,214 77,214 Indirect
Common Stock Restricted Stock Units $0.00 2015-07-19 30,661 30,661 Direct
Common Stock Stock Option (Right to Buy) $54.03 2023-07-18 83,649 83,649 Indirect
Common Stock Restricted Stock Units $0.00 2016-07-18 32,698 32,698 Direct
Common Stock Stock Option (Right to Buy) $49.73 2024-03-07 94,022 94,022 Indirect
Common Stock Restricted Stock Units $0.00 2017-03-07 35,525 35,525 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-08-02 83,433 83,433 Indirect
2018-07-31 23,409 23,409 Indirect
2019-07-27 48,077 48,077 Indirect
2020-07-27 79,011 79,011 Indirect
2021-07-21 47,373 47,373 Indirect
2022-07-19 77,214 77,214 Indirect
30,661 30,661 Direct
2023-07-18 83,649 83,649 Indirect
32,698 32,698 Direct
2024-03-07 94,022 94,022 Indirect
35,525 35,525 Direct
Footnotes
  1. One-for-One
  2. Not Applicable
  3. This Stock Option is 100% exercisable.
  4. Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  5. Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  6. Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  7. The stock option exercises and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.43 to $44.32, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 8 to this Form 4.