Filing Details
- Accession Number:
- 0001181431-14-035457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 17:32:50
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 17:32:50
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301456 | T James Prokopanko | C/O The Mosaic Company 3033 Campus Drive, Suite E490 Plymouth MN 55441 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-03 | 57,480 | $15.45 | 241,310 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Acquisiton | 2014-10-03 | 3,635 | $20.70 | 244,945 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Disposition | 2014-10-03 | 61,115 | $43.85 | 183,830 | No | 4 | S | Indirect | Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Revocable Trust |
No | 4 | M | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-10-03 | 57,480 | $0.00 | 57,480 | $15.45 |
Common Stock | Stock Option (Right to Buy | Disposition | 2014-10-03 | 3,635 | $0.00 | 3,635 | $20.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,778 | 2016-08-04 | No | 4 | M | Indirect | |
32,336 | 2017-02-01 | No | 4 | M | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $40.03 | 2017-08-02 | 83,433 | 83,433 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $127.21 | 2018-07-31 | 23,409 | 23,409 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $52.72 | 2019-07-27 | 48,077 | 48,077 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $44.93 | 2020-07-27 | 79,011 | 79,011 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $70.62 | 2021-07-21 | 47,373 | 47,373 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $57.62 | 2022-07-19 | 77,214 | 77,214 | Indirect | |
Common Stock | Restricted Stock Units | $0.00 | 2015-07-19 | 30,661 | 30,661 | Direct | |
Common Stock | Stock Option (Right to Buy) | $54.03 | 2023-07-18 | 83,649 | 83,649 | Indirect | |
Common Stock | Restricted Stock Units | $0.00 | 2016-07-18 | 32,698 | 32,698 | Direct | |
Common Stock | Stock Option (Right to Buy) | $49.73 | 2024-03-07 | 94,022 | 94,022 | Indirect | |
Common Stock | Restricted Stock Units | $0.00 | 2017-03-07 | 35,525 | 35,525 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-08-02 | 83,433 | 83,433 | Indirect |
2018-07-31 | 23,409 | 23,409 | Indirect |
2019-07-27 | 48,077 | 48,077 | Indirect |
2020-07-27 | 79,011 | 79,011 | Indirect |
2021-07-21 | 47,373 | 47,373 | Indirect |
2022-07-19 | 77,214 | 77,214 | Indirect |
30,661 | 30,661 | Direct | |
2023-07-18 | 83,649 | 83,649 | Indirect |
32,698 | 32,698 | Direct | |
2024-03-07 | 94,022 | 94,022 | Indirect |
35,525 | 35,525 | Direct |
Footnotes
- One-for-One
- Not Applicable
- This Stock Option is 100% exercisable.
- Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- The stock option exercises and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.43 to $44.32, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 8 to this Form 4.