Filing Details
- Accession Number:
- 0001127602-14-031109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 17:12:47
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 17:12:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182971 | R Thomas Watjen | 1 Fountain Square Chattanooga TN 37402 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-31 | 276,110 | $23.74 | 801,113 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-31 | 276,110 | $33.49 | 525,003 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-03 | 55,409 | $23.74 | 580,412 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-31 | 276,110 | $0.00 | 276,110 | $23.74 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-03 | 55,409 | $0.00 | 55,409 | $23.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,409 | 2016-02-21 | No | 4 | M | Direct | |
| 0 | 2016-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,562 | Indirect | By 401(k) Plan |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2014.
- Includes 122,695 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 678,418 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 578.338 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- Reflects the weighted average price for multiple sale transactions ranging in price from $33.28 per share to $33.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 122,695 stock-settled RSUs and 402,308 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 122,695 stock-settled RSUs and 457,717 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- The options vest in three equal annual installments beginning on February 21, 2009.
Billionaire Hedge Funds
