Filing Details

Accession Number:
0001179110-14-016067
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-04 17:10:04
Reporting Period:
2014-10-31
Filing Date:
2014-11-04
Accepted Time:
2014-11-04 17:10:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013871 Nrg Energy Inc. NRG Electric Services (4911) 411724239
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1266171 W John Ragan Nrg Energy, Inc.
211 Carnegie Center
Princeton NJ 08540
Evp& Pres, Gulf Coast Region No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2014-10-31 37,639 $30.00 95,375 No 4 S Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2014-11-03 391 $0.00 95,766 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Footnotes
  1. The transactions were executed pursuant to a prearranged trading plan in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934 adopted by the reporting person on September 15, 2014.
  2. This transaction was executed in multiple trades at prices ranging from $30.00 to $30.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Represents dividend equivalent rights accrued on the reporting person's restricted stock units or market stock units, which became exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
  4. Includes 2,248 dividend equivalent rights.