Filing Details
- Accession Number:
- 0001437749-14-019502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 17:01:47
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 17:01:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
353020 | Aegion Corp | AEGN | Water, Sewer, Pipeline, Comm & Power Line Construction (1623) | 133032158 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1450387 | Richard Morris Smith | 17988 Edison Ave. Chesterfield MO 63005 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-31 | 6,000 | $18.32 | 13,312 | No | 4 | P | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Deferred Stock Units | 20,438 | Direct |
Footnotes
- Shares held by the Smith 2002 Family Trust, a trust for the benefit of Mr. Smith and his spouse, for which Mr. Smith serves as trustee.
- Each Deferred Stock Unit ("DSU") represents the issuer's obligation to transfer one share of Class A common stock $.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the undersigned's service on the issuer's Board of Directors or, at the undersigned's election, a specified distribution date, the issuer will distribute to the undersigned shares of Common Stock equal to the number of DSUs reflected in the undersigned's account at such time.