Filing Details
- Accession Number:
- 0001156375-14-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 16:13:34
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 16:13:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475318 | Derek Sammann | 20 S. Wacker Drive Chicago IL 60606 | Sr Md Commodities P&S | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Class A | Acquisiton | 2014-11-03 | 990 | $56.87 | 24,033 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2014-11-03 | 990 | $84.25 | 23,043 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2014-11-03 | 2,480 | $54.37 | 25,523 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2014-11-03 | 2,480 | $84.25 | 23,043 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2014-11-03 | 6,320 | $54.30 | 29,363 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2014-11-03 | 6,320 | $84.25 | 23,043 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2014-11-03 | 210 | $66.25 | 23,253 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2014-11-03 | 210 | $84.25 | 23,043 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-03 | 6,320 | $0.00 | 6,320 | $54.30 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-03 | 2,480 | $0.00 | 2,480 | $54.37 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-03 | 990 | $0.00 | 990 | $56.87 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-03 | 210 | $0.00 | 210 | $66.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-09-15 | 2020-09-15 | No | 4 | M | Direct |
1,240 | 2014-09-15 | 2021-09-15 | No | 4 | M | Direct |
0 | 2013-09-15 | 2019-09-15 | No | 4 | M | Direct |
2,770 | 2013-12-15 | 2019-12-15 | No | 4 | M | Direct |
Footnotes
- On November 3, 2014, Mr. Sammann sold a total of 10,000 shares of CME Group Class A common stock at an average price of $84.25 per share, including the exercise of options. The price ranges were $84.23 through $84.31. The Company maintains a record of the transactions and copies will be provided upon request.
- On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.
- These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- On September 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
- On December 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.