Filing Details
- Accession Number:
- 0001156375-14-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 16:13:24
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 16:13:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212809 | A Terrence Duffy | 20 S. Wacker Drive Chicago IL 60606 | Executive Chairman & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Acquisiton | 2014-11-03 | 5,340 | $54.37 | 116,464 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2014-11-03 | 5,340 | $84.55 | 111,124 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2014-11-03 | 9,240 | $54.30 | 120,364 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2014-11-03 | 9,240 | $84.55 | 111,124 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-03 | 9,240 | $0.00 | 9,240 | $54.30 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-03 | 5,340 | $0.00 | 5,340 | $54.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-09-15 | 2020-09-15 | No | 4 | M | Direct |
| 5,340 | 2014-09-15 | 2021-09-15 | No | 4 | M | Direct |
Footnotes
- On November 3, 2014, Mr. Duffy sold a total of 14,580 shares of CME Group Class A common stock at an average price of $84.55 per share, including the exercise of options. The price ranges were $84.53 through $84.63. The Company maintains a record of the transactions and copies will be provided upon request.
- On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.
- These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
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