Filing Details
- Accession Number:
- 0001364618-14-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 15:52:25
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 15:52:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 923139 | Flushing Financial Corp | FFIC | State Commercial Banks (6022) | 113209278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364618 | Theresa Kelly | 1979 Marcus Avenue Suite E140 Lake Success NY 11042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-31 | 10,000 | $16.74 | 36,145 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-31 | 5,000 | $16.65 | 41,145 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-31 | 880 | $8.44 | 42,025 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-31 | 14,059 | $19.87 | 27,966 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-10-31 | 2,000 | $20.04 | 25,966 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option Exercise (Right to Buy) | Disposition | 2014-10-31 | 10,000 | $16.74 | 10,000 | $16.74 |
| Common Stock | Employee Stock Option Exercise (Right to Buy) | Disposition | 2014-10-31 | 5,000 | $16.65 | 5,000 | $16.65 |
| Common Stock | Employee Stock Option Exercise (Right to Buy) | Disposition | 2014-10-31 | 880 | $8.44 | 880 | $8.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-05-30 | No | 4 | M | Direct | |
| 0 | 2017-06-18 | No | 4 | M | Direct | |
| 0 | 2019-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,429 | Indirect | 401k |
Footnotes
- Stock option exercise from 5/31/2006 grant.
- Stock option exercise from 6/19/2007 grant.
- Stock option exercise from 1/30/2009 grant.
- Shares withheld for option price and taxes.
- Shares held in the FB 401k as of 11/03/2014.
Billionaire Hedge Funds
