Filing Details
- Accession Number:
- 0001193306-14-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 15:23:40
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 15:23:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | Stock Yards Bancorp Inc. | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193306 | C Kathy Thompson | 6804 Fairway View Ct. Prospect KY 40059 | Sr. Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-31 | 7,500 | $0.00 | 36,768 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-31 | 7,500 | $33.28 | 29,268 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2014-10-31 | 7,500 | $0.00 | 7,500 | $24.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,200 | 2006-07-17 | 2016-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,849 | Indirect | By ESOP/401k-fbo Kathy Thompson |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | $26.83 | 2007-08-20 | 2017-02-20 | 9,500 | 9,500 | Direct |
| Common Stock | Stock Appreciation Right | $22.14 | 2010-02-17 | 2019-02-17 | 5,500 | 1,100 | Direct |
| Common Stock | Stock Appreciation Right | $21.03 | 2011-02-16 | 2020-02-16 | 9,011 | 9,011 | Direct |
| Common Stock | Stock Appreciation Right | $23.76 | 2012-03-15 | 2021-03-15 | 6,116 | 6,116 | Direct |
| Common Stock | Stock Appreciation Right | $22.86 | 2013-02-20 | 2022-02-20 | 10,640 | 10,640 | Direct |
| Common Stock | Stock Appreciation Right | $29.05 | 2015-02-18 | 2024-02-18 | 8,787 | 8,787 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-02-20 | 9,500 | 9,500 | Direct |
| 2019-02-17 | 5,500 | 1,100 | Direct |
| 2020-02-16 | 9,011 | 9,011 | Direct |
| 2021-03-15 | 6,116 | 6,116 | Direct |
| 2022-02-20 | 10,640 | 10,640 | Direct |
| 2024-02-18 | 8,787 | 8,787 | Direct |
Footnotes
- Exercise of stock option.
Billionaire Hedge Funds
