Filing Details

Accession Number:
0001209191-14-066126
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-04 15:01:24
Reporting Period:
2014-11-03
Filing Date:
2014-11-04
Accepted Time:
2014-11-04 15:01:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237268 I Douglas Kra C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Senior Vp, Pega Consulting No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-03 3,336 $0.00 30,739 No 4 M Direct
Common Stock Disposition 2014-11-03 1,540 $21.65 29,199 No 4 F Direct
Common Stock Disposition 2014-11-03 1,796 $21.56 27,403 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-11-03 3,336 $0.00 40,000 $4.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,664 2006-12-08 2015-12-08 No 4 M Direct
Footnotes
  1. Represents the exercise price of the stock option referenced in Table II, which was paid by way of withholding by the Company of shares with a value equal to the exercise price.
  2. Sold pursuant to a pre-arranged stock trading plan under Rule 10b-5 of the Securities Exchange Act of 1934, as amended.
  3. Represents the weighted average of the sale prices on November 3, 2014, ranging from $21.48 to $21.63.
  4. This stock option grant was previously reported as 20,000 shares but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.