Filing Details
- Accession Number:
- 0001181431-14-035338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 12:54:13
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 12:54:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1038205 | Bank Of The Ozarks Inc | OZRK | State Commercial Banks (6022) | 710556208 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229649 | D Linda Gleason | 17901 Chenal Parkway P.o. Box 8811 Little Rock AR 72231-8811 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-31 | 21,600 | $11.84 | 5,954,369 | No | 4 | M | Indirect | Spouse's Dir/Indir Ownership |
Common Stock | Disposition | 2014-10-31 | 21,600 | $35.36 | 5,932,769 | No | 4 | S | Indirect | Spouse's Dir/Indir Ownership |
Common Stock | Acquisiton | 2014-11-03 | 42,400 | $11.84 | 5,975,169 | No | 4 | M | Indirect | Spouse's Dir/Indir Ownership |
Common Stock | Disposition | 2014-11-03 | 42,400 | $35.47 | 5,932,769 | No | 4 | S | Indirect | Spouse's Dir/Indir Ownership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Spouse's Dir/Indir Ownership |
No | 4 | S | Indirect | Spouse's Dir/Indir Ownership |
No | 4 | M | Indirect | Spouse's Dir/Indir Ownership |
No | 4 | S | Indirect | Spouse's Dir/Indir Ownership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-31 | 21,600 | $0.00 | 21,600 | $11.84 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-03 | 42,400 | $0.00 | 42,400 | $11.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,400 | 2014-10-18 | 2018-10-18 | No | 4 | M | Indirect |
0 | 2014-10-18 | 2018-10-18 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 157,632 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on October 31, 2014 at prices ranging from $35.25 to $35.43, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on November 03, 2014 at prices ranging from $35.40 to $35.58, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.