Filing Details

Accession Number:
0001181431-14-035338
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-04 12:54:13
Reporting Period:
2014-10-31
Filing Date:
2014-11-04
Accepted Time:
2014-11-04 12:54:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1038205 Bank Of The Ozarks Inc OZRK State Commercial Banks (6022) 710556208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229649 D Linda Gleason 17901 Chenal Parkway
P.o. Box 8811
Little Rock AR 72231-8811
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-31 21,600 $11.84 5,954,369 No 4 M Indirect Spouse's Dir/Indir Ownership
Common Stock Disposition 2014-10-31 21,600 $35.36 5,932,769 No 4 S Indirect Spouse's Dir/Indir Ownership
Common Stock Acquisiton 2014-11-03 42,400 $11.84 5,975,169 No 4 M Indirect Spouse's Dir/Indir Ownership
Common Stock Disposition 2014-11-03 42,400 $35.47 5,932,769 No 4 S Indirect Spouse's Dir/Indir Ownership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Spouse's Dir/Indir Ownership
No 4 S Indirect Spouse's Dir/Indir Ownership
No 4 M Indirect Spouse's Dir/Indir Ownership
No 4 S Indirect Spouse's Dir/Indir Ownership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-10-31 21,600 $0.00 21,600 $11.84
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-11-03 42,400 $0.00 42,400 $11.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,400 2014-10-18 2018-10-18 No 4 M Indirect
0 2014-10-18 2018-10-18 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 157,632 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on October 31, 2014 at prices ranging from $35.25 to $35.43, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on November 03, 2014 at prices ranging from $35.40 to $35.58, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.