Filing Details
- Accession Number:
- 0001181431-14-035337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-04 12:53:34
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-11-04
- Accepted Time:
- 2014-11-04 12:53:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1038205 | Bank Of The Ozarks Inc | OZRK | State Commercial Banks (6022) | 710556208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053048 | Ii G George Gleason | 17901 Chenal Parkway P.o. Box 8811 Little Rock AR 72231-8811 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-31 | 21,600 | $11.84 | 1,290,850 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-31 | 21,600 | $35.36 | 1,269,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-03 | 42,400 | $11.84 | 1,311,650 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-03 | 42,400 | $35.47 | 1,269,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-31 | 21,600 | $0.00 | 21,600 | $11.84 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-03 | 42,400 | $0.00 | 42,400 | $11.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,400 | 2014-10-18 | 2018-10-18 | No | 4 | M | Direct |
| 0 | 2014-10-18 | 2018-10-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 157,632 | Indirect | Shares held by Spouse |
| Common Stock | 4,800 | Indirect | Shares held in Trust for Adult Child |
| Common Stock | 2,571,200 | Indirect | Shares held in Gleason Trust |
| Common Stock | 1,907,395 | Indirect | Shares held in 401(k) at 10/31/2014 |
| Common Stock | 180,124 | Indirect | Shares held by Trust of which Mr. Gleason, his wife and descendants are beneficiaries |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on October 31, 2014 at prices ranging from $35.25 to $35.43, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on November 03, 2014 at prices ranging from $35.40 to $35.58, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
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