Filing Details
- Accession Number:
- 0001209191-14-065956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-03 19:21:02
- Reporting Period:
- 2014-10-30
- Filing Date:
- 2014-11-03
- Accepted Time:
- 2014-11-03 19:21:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1107843 | Qualys Inc. | QLYS | Services-Prepackaged Software (7372) | 770534145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1558242 | S Sumedh Thakar | C/O Qualys, Inc., 1600 Bridge Parkway Redwood City CA 94065 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-30 | 589 | $4.40 | 589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-30 | 589 | $30.09 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-10-31 | 3,000 | $4.40 | 3,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-31 | 1,500 | $31.09 | 1,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-10-31 | 1,500 | $32.02 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2014-10-30 | 75,000 | $0.00 | 75,000 | $30.58 |
Common Stock | Stock Option (right to buy) | Disposition | 2014-10-30 | 589 | $0.00 | 589 | $4.40 |
Common Stock | Stock Option (right to buy) | Disposition | 2014-10-31 | 3,000 | $0.00 | 3,000 | $4.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | 2024-10-30 | No | 4 | A | Direct | |
19,889 | 2021-02-02 | No | 4 | M | Direct | |
16,889 | 2021-02-02 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2014.
- The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $30.00 to $30.29 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $31.00 to $31.37 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $32.00 to $32.07 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- One twenty-fourth of the shares subject to the option vest on November 30, 2014 and one twenty-fourth of the shares subject to the option vest monthly thereafter.
- The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on January 1, 2011 and one forty-eighth of the shares subject to the option vest monthly thereafter.