Filing Details
- Accession Number:
- 0001179110-14-015990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-03 17:16:01
- Reporting Period:
- 2014-10-30
- Filing Date:
- 2014-11-03
- Accepted Time:
- 2014-11-03 17:16:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815094 | Abiomed Inc | ABMD | Surgical & Medical Instruments & Apparatus (3841) | 042743260 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1199632 | J William Bolt | C/O Abiomed, Inc. 22 Cherry Hill Drive Danvers MA 01923 | Svp, Qa And Regulatory Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par | Acquisiton | 2014-10-30 | 17,300 | $5.86 | 112,303 | No | 4 | M | Direct | |
| Common Stock, $.01 Par | Disposition | 2014-10-30 | 17,300 | $28.00 | 95,003 | No | 4 | S | Direct | |
| Common Stock, $.01 Par | Acquisiton | 2014-10-30 | 30,000 | $9.36 | 125,003 | No | 4 | M | Direct | |
| Common Stock, $.01 Par | Disposition | 2014-10-30 | 30,000 | $28.00 | 95,003 | No | 4 | S | Direct | |
| Common Stock, $.01 Par | Disposition | 2014-10-30 | 13,775 | $28.00 | 81,228 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-10-30 | 30,000 | $0.00 | 30,000 | $9.36 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-10-30 | 17,300 | $0.00 | 17,300 | $5.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-06-08 | 2015-06-08 | No | 4 | M | Direct |
| 0 | 2010-05-28 | 2019-05-28 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $13.57 | 2007-06-01 | 2016-06-01 | 0 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $11.27 | 2008-05-30 | 2017-05-30 | 0 | 8,000 | Direct |
| Common Stock | Stock option (right to buy) | $13.80 | 2009-05-23 | 2018-05-23 | 0 | 9,666 | Direct |
| Common Stock | Stock Option (right to buy) | $10.03 | 2011-06-03 | 2020-06-03 | 0 | 25,000 | Direct |
| Common Stock | Stock Option (right to buy) | $22.44 | 2013-05-22 | 2022-05-22 | 0 | 20,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $23.15 | 2014-05-14 | 2023-05-14 | 0 | 20,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $21.55 | 2015-05-14 | 2024-05-14 | 0 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-06-01 | 0 | 20,000 | Direct |
| 2017-05-30 | 0 | 8,000 | Direct |
| 2018-05-23 | 0 | 9,666 | Direct |
| 2020-06-03 | 0 | 25,000 | Direct |
| 2022-05-22 | 0 | 20,000 | Direct |
| 2023-05-14 | 0 | 20,000 | Direct |
| 2024-05-14 | 0 | 15,000 | Direct |
Footnotes
- Grant to reporting person of this option to buy the number of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2000 Stock Incentive Plan.
- These options become exercisable in annual 25% increments, commencing on the date shown in Table II, Column 6.
- Grant to reporting person of this option to buy the number of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.
- These options become exercisable in annual 33-1/3% increments, commencing on the date shown in Table II, Column 6.
- Sale of Common Stock pursuant to reporting owner's 10b5-1 plan, which was adopted on February 26, 2014.
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