Filing Details

Accession Number:
0001225208-14-022464
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-03 17:02:25
Reporting Period:
2014-10-30
Filing Date:
2014-11-03
Accepted Time:
2014-11-03 17:02:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141391 Mastercard Inc MA Services-Business Services, Nec (7389) 134172551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573297 E Ronald Garrow 2000 Purchase Street
Purchase NY 10577-2509
Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-10-30 4,220 $42.04 15,174 No 4 M Direct
Class A Common Stock Acquisiton 2014-10-30 3,550 $51.83 18,724 No 4 M Direct
Class A Common Stock Disposition 2014-10-30 7,770 $80.00 10,954 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2014-10-30 4,220 $0.00 4,220 $42.04
Class A Common Stock Employee Stock Option (right to buy) Disposition 2014-10-30 3,550 $0.00 3,550 $51.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,220 2022-03-01 No 4 M Direct
10,650 2023-03-01 No 4 M Direct
Footnotes
  1. The exercise price for the reporting person's employee stock options awarded on March 1, 2012 has been changed from $42.0330 to $42.0430. This is intended to correct an administrative error in Column 4 of Table II (Derivative Securities Beneficially Owned) on the reporting person's Form 3 filed on April 2, 2013.
  2. The transactions reported in this Form were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on March 17, 2014. The pre-planned trading plan was adopted by the reporting person on March 12, 2014.
  3. The reporting person was awarded 8,440 employee stock options on March 1, 2012, 4,220 of which have vested. The remaining 4,220 employee stock options will vest in 2 equal annual installments beginning on March 1, 2015.
  4. The reporting person was awarded 14,200 employee stock options on March 1, 2013, 3,550 of which have vested. The remaining 10,650 employee stock options will vest in 3 equal annual installments beginning on March 1, 2015.