Filing Details
- Accession Number:
- 0001225208-14-022464
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-03 17:02:25
- Reporting Period:
- 2014-10-30
- Filing Date:
- 2014-11-03
- Accepted Time:
- 2014-11-03 17:02:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573297 | E Ronald Garrow | 2000 Purchase Street Purchase NY 10577-2509 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-10-30 | 4,220 | $42.04 | 15,174 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2014-10-30 | 3,550 | $51.83 | 18,724 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-10-30 | 7,770 | $80.00 | 10,954 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-30 | 4,220 | $0.00 | 4,220 | $42.04 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-30 | 3,550 | $0.00 | 3,550 | $51.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,220 | 2022-03-01 | No | 4 | M | Direct | |
10,650 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- The exercise price for the reporting person's employee stock options awarded on March 1, 2012 has been changed from $42.0330 to $42.0430. This is intended to correct an administrative error in Column 4 of Table II (Derivative Securities Beneficially Owned) on the reporting person's Form 3 filed on April 2, 2013.
- The transactions reported in this Form were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on March 17, 2014. The pre-planned trading plan was adopted by the reporting person on March 12, 2014.
- The reporting person was awarded 8,440 employee stock options on March 1, 2012, 4,220 of which have vested. The remaining 4,220 employee stock options will vest in 2 equal annual installments beginning on March 1, 2015.
- The reporting person was awarded 14,200 employee stock options on March 1, 2013, 3,550 of which have vested. The remaining 10,650 employee stock options will vest in 3 equal annual installments beginning on March 1, 2015.