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Filing Details

Accession Number:: 0001209191-14-065883
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-03 16:56:25
Reporting Period:: 2014-10-30

Filing Date:: 2014-11-03
Accepted Time:: 2014-11-03 16:56:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1175609	Cavium Inc.	CAVM	Semiconductors & Related Devices (3674)	770558625

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1514114	P Vincent Pangrazio	2315 N. First Street San Jose CA 95131	Svp,Gen. Counsel & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-30	3,749	$0.00	16,024	No	4	M	Direct
Common Stock	Disposition	2014-11-03	3,325	$51.34	13,511	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted stock units	Disposition	2014-10-30	2,812	$0.00	2,812	$0.00
Common Stock	Restricted stock units	Disposition	2014-10-30	937	$0.00	937	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,813			No	4	M	Direct
4,688			No	4	M	Direct

Footnotes

As reported on Form 4 dated March 14, 2011, the reporting person received a grant of 45,000 Restricted Stock Units (RSU's) on March 10, 2011 pursuant to Cavium's 2007 Equity Incentive Plan. 1/16th of the RSUs vested on April 30, 2011, and 1/16th will vest on the 30th day of the first month of each of the calendar quarter thereafter. The vesting of this RSU grant on October 30, 2014 resulted in the issuance of 2,182 shares of Cavium's common stock.
As reported on Form 4 filed on February 28, 2012, the reporting person received a grant of 15,000 Restricted Stock Units (RSU's) on February 24, 2012 pursuant to Cavium's 2007 Equity Incentive Plan. 1/16th of the RSUs vested on April 30, 2012, and 1/16th will vest on the 30th day of the first month of each of the calendar quarter thereafter. The vesting of this RSU grant on October 30, 2014 resulted in the issuance of 937 shares of Cavium's common stock.
The sale was made under a 10b5-1 trading plan adopted by the reporting person.
Shares were sold ranging from $50.42 per share to $51.69 per share.
Include 812 shares of restricted stock units vested on October 31, 2014. As reported on Form 4 dated March 26, 2013, the reporting person received a grant of 13,000 Restricted Stock Units (RSU's) on March 22, 2013 pursuant to Cavium's 2007 Equity Incentive Plan. 1/16th of the RSUs vested on April 30, 2013, and 1/16th will vest on the last day of the first month of each of the calendar quarter thereafter. This RSU grant was reported in Table 1 of Form 4 dated March 26, 2013.