Filing Details
- Accession Number:
- 0000776901-14-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-03 16:10:40
- Reporting Period:
- 2014-10-28
- Filing Date:
- 2014-11-03
- Accepted Time:
- 2014-11-03 16:10:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 776901 | Independent Bank Corp | INDB | State Commercial Banks (6022) | 042870273 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1471290 | H Barry Jensen | C/O Independent Bank Corp. 288 Union Street Rockland MA 02370 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-30 | 785 | $34.18 | 13,358 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-30 | 882 | $34.18 | 14,240 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-30 | 3,333 | $34.18 | 17,573 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-28 | 5,000 | $39.13 | 12,573 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO - Stock Option (Right to Buy) | Disposition | 2014-10-30 | 785 | $0.00 | 785 | $34.18 |
| Common Stock | NQ Stock Option (Right to Buy) | Disposition | 2014-10-30 | 882 | $0.00 | 882 | $34.18 |
| Common Stock | NQ Stock Option (Right to Buy) | Disposition | 2014-10-30 | 3,333 | $0.00 | 3,333 | $34.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-06-09 | 2014-12-09 | No | 4 | M | Direct |
| 0 | 2005-06-09 | 2014-12-09 | No | 4 | M | Direct |
| 0 | 2005-12-15 | 2014-12-09 | No | 4 | M | Direct |
Footnotes
- Holdings include 99.5983 shares acquired as a result of participation in the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (3/20). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- This price represents the weighted average purchase price of stock sales that were executed at prices ranging from $39.10 through $39.20 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan. Shares became exercisable on June 9, 2005.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan. Shares became exercisable on December 15, 2005.
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