Filing Details
- Accession Number:
- 0001194854-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-03 13:38:33
- Reporting Period:
- 2014-10-30
- Filing Date:
- 2014-11-03
- Accepted Time:
- 2014-11-03 13:38:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194854 | E Richard Zengilowski | C/O Vicor Corp 25 Frontage Road Andover MA 01810 | Vp Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-30 | 10,000 | $6.29 | 10,560 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-30 | 3,000 | $5.35 | 13,560 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-30 | 2,000 | $6.29 | 15,560 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-30 | 10,000 | $13.06 | 5,560 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-30 | 3,000 | $13.06 | 2,560 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-30 | 2,000 | $13.06 | 560 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Disposition | 2014-10-30 | 10,000 | $0.00 | 10,000 | $6.29 |
| Common Stock | Non Qualified Stock Option | Disposition | 2014-10-30 | 3,000 | $0.00 | 3,000 | $5.35 |
| Common Stock | Non Qualified Stock Option | Disposition | 2014-10-30 | 2,000 | $0.00 | 2,000 | $6.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,000 | 2014-06-17 | 2023-06-17 | No | 4 | M | Direct |
| 62,000 | 2023-05-14 | No | 4 | M | Direct | |
| 60,000 | 2023-06-17 | No | 4 | M | Direct |
Footnotes
- Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
Billionaire Hedge Funds
