Filing Details
- Accession Number:
- 0001077771-14-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-03 11:33:46
- Reporting Period:
- 2014-10-30
- Filing Date:
- 2014-11-03
- Accepted Time:
- 2014-11-03 11:33:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1606208 | F Gary Neal | One Sw Columbia Street, Suite 1200 Portland OR 97258 | Evp/Enterprise Risk | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-30 | 94 | $0.00 | 731 | No | 4 | J | Indirect | by 401(k) |
| Common Stock | Disposition | 2014-10-30 | 731 | $17.25 | 0 | No | 4 | S | Indirect | by 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | by 401(k) |
| No | 4 | S | Indirect | by 401(k) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 62,612 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $11.89 | 2011-02-05 | 2020-02-05 | 4,000 | 4,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $15.50 | 2009-01-28 | 2018-01-27 | 1,007 | 1,007 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $23.49 | 2006-01-21 | 2015-01-20 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-05 | 4,000 | 4,000 | Direct |
| 2018-01-27 | 1,007 | 1,007 | Direct |
| 2015-01-20 | 20,000 | 20,000 | Direct |
Footnotes
- Not required.
- Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- Disposition of shares held in the company's 401(k)/Profit Sharing plan.
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