Filing Details
- Accession Number:
- 0001437749-14-019264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-31 19:02:06
- Reporting Period:
- 2014-10-29
- Filing Date:
- 2014-10-31
- Accepted Time:
- 2014-10-31 19:02:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185633 | M Anthony Tang | 777 North Broadway Los Angeles CA 90012 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-10-29 | 200,000 | $25.68 | 1,524,497 | No | 4 | S | Indirect | By spouse |
Common Stock | Disposition | 2014-10-30 | 87,067 | $25.82 | 1,437,430 | No | 4 | S | Indirect | By spouse |
Common Stock | Disposition | 2014-10-31 | 112,933 | $26.07 | 1,324,497 | No | 4 | S | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By spouse |
No | 4 | S | Indirect | By spouse |
No | 4 | S | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 373,953 | Direct | |
Common Stock | 89,305 | Indirect | By ESOP |