Filing Details

Accession Number:
0001209191-14-065616
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-31 17:56:40
Reporting Period:
2014-10-29
Filing Date:
2014-10-31
Accepted Time:
2014-10-31 17:56:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365280 Jr F Robert Birch P.o. Box 966
Conway AR 72033
Centennial Bank Regional Pres. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-29 24,191 $4.34 146,231 No 4 M Indirect By the Bob Birch Trust
Common Stock Disposition 2014-10-29 10,000 $31.14 136,231 No 4 S Indirect By the Bob Birch Trust
Common Stock Disposition 2014-10-29 10,000 $31.19 126,231 No 4 S Indirect By the Bob Birch Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By the Bob Birch Trust
No 4 S Indirect By the Bob Birch Trust
No 4 S Indirect By the Bob Birch Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-10-29 24,191 $0.00 24,191 $4.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-11-30 2014-11-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14 Indirect By IRA
Common Stock 1,379 Indirect By wife's IRA
Common Stock 30,036 Indirect By 401(k)
Common Stock - Restricted 4,000 Direct
Common Stock 12,162 Direct
Common Stock - Performance Based 4,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Option $5.54 2010-01-01 2016-03-13 29,651 29,651 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-13 29,651 29,651 Direct
Footnotes
  1. Includes 955.256 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  2. Includes 0.105 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  3. Includes 6.287 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  4. Includes 230.158 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
  5. Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
  6. Includes 199.041 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  7. The reporting person had 2,300 shares vest since the last filing.
  8. The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.