Filing Details
- Accession Number:
- 0001209191-14-065616
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-31 17:56:40
- Reporting Period:
- 2014-10-29
- Filing Date:
- 2014-10-31
- Accepted Time:
- 2014-10-31 17:56:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365280 | Jr F Robert Birch | P.o. Box 966 Conway AR 72033 | Centennial Bank Regional Pres. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-29 | 24,191 | $4.34 | 146,231 | No | 4 | M | Indirect | By the Bob Birch Trust |
Common Stock | Disposition | 2014-10-29 | 10,000 | $31.14 | 136,231 | No | 4 | S | Indirect | By the Bob Birch Trust |
Common Stock | Disposition | 2014-10-29 | 10,000 | $31.19 | 126,231 | No | 4 | S | Indirect | By the Bob Birch Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By the Bob Birch Trust |
No | 4 | S | Indirect | By the Bob Birch Trust |
No | 4 | S | Indirect | By the Bob Birch Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2014-10-29 | 24,191 | $0.00 | 24,191 | $4.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-11-30 | 2014-11-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14 | Indirect | By IRA |
Common Stock | 1,379 | Indirect | By wife's IRA |
Common Stock | 30,036 | Indirect | By 401(k) |
Common Stock - Restricted | 4,000 | Direct | |
Common Stock | 12,162 | Direct | |
Common Stock - Performance Based | 4,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Option | $5.54 | 2010-01-01 | 2016-03-13 | 29,651 | 29,651 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-13 | 29,651 | 29,651 | Direct |
Footnotes
- Includes 955.256 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Includes 0.105 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Includes 6.287 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Includes 230.158 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
- Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- Includes 199.041 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- The reporting person had 2,300 shares vest since the last filing.
- The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.