Filing Details

Accession Number:
0001209191-14-065608
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-31 17:41:25
Reporting Period:
2014-10-29
Filing Date:
2014-10-31
Accepted Time:
2014-10-31 17:41:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336095 G Christopher Lippincott 51 Columbia
Aliso Viejo CA 92656
Former Svp-Global Ops No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-29 30,000 $0.75 270,502 No 4 S Direct
Common Stock Disposition 2014-10-30 52,629 $0.97 270,502 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct