Filing Details
- Accession Number:
- 0001209191-14-065608
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-31 17:41:25
- Reporting Period:
- 2014-10-29
- Filing Date:
- 2014-10-31
- Accepted Time:
- 2014-10-31 17:41:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 948708 | Smith Micro Software Inc | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336095 | G Christopher Lippincott | 51 Columbia Aliso Viejo CA 92656 | Former Svp-Global Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-10-29 | 30,000 | $0.75 | 270,502 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-30 | 52,629 | $0.97 | 270,502 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
