Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001230245-14-000188)

Filing Details

Accession Number:: 0001230245-14-000188
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-31 17:11:44
Reporting Period:: 2014-10-31

Filing Date:: 2014-10-31
Accepted Time:: 2014-10-31 17:11:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1230245	Piper Jaffray Companies	PJC	Security Brokers, Dealers & Flotation Companies (6211)	300168701

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1332203	Iv E Francis Fairman	800 Nicollet Mall Minneapolis MN 55402	Head, Public Finance Services	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-31	1,391	$39.62	39,895	No	4	M	Direct
Common Stock	Disposition	2014-10-31	1,391	$56.54	38,504	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-10-31	1,391	$0.00	1,391	$39.62

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-02-22	2015-02-22	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	944	Indirect	By PJC Retirement Plan

Footnotes

Based on a plan report dated October 30, 2014.