Filing Details
- Accession Number:
- 0001140361-14-039733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-31 17:10:32
- Reporting Period:
- 2014-08-15
- Filing Date:
- 2014-10-31
- Accepted Time:
- 2014-10-31 17:10:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1526329 | Tortoise Pipeline & Energy Fund Inc. | TTP | () | 452785066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1280969 | Kevin H Birzer | 11550 Ash Street Suite 300 Leawood KS 66211 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2014-08-15 | 1 | $34.58 | 564 | No | 4 | S | Indirect | By spouse as custodian of children's accounts |
Common Shares | Disposition | 2014-08-18 | 1 | $34.90 | 5,151 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2014-10-30 | 100 | $33.74 | 5,251 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By spouse as custodian of children's accounts |
No | 4 | S | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 448 | Indirect | By spouse as custodian of children's accounts |
Footnotes
- Consists of fractional share sales from accounts in connection with account transfers.
- Includes 44.852 shares acquired under the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan.
- Includes 448.518 shares acquired under the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan.
- Indirect shares noted above, but excluding 116 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest.