Home > Insider Trading > Filing (0001140361-14-039729)

Filing Details

Accession Number:: 0001140361-14-039729
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-31 17:08:16
Reporting Period:: 2014-06-23

Filing Date:: 2014-10-31
Accepted Time:: 2014-10-31 17:08:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1268533	Tortoise Energy Infrastructure Corp	TYG	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1280969	Kevin H Birzer	11550 Ash Street Suite 300 Leawood KS 66211		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2014-06-23	14,466	$0.00	61,817	No	4	J	Direct
Common Shares	Acquisiton	2014-06-23	4,391	$0.00	66,208	No	4	J	Direct
Common Shares	Acquisiton	2014-06-23	675	$0.00	2,507	No	4	J	Indirect	By spouse as custodian of children's accounts
Common Shares	Acquisiton	2014-06-23	580	$0.00	3,087	No	4	J	Indirect	By spouse as custodian of children's accounts
Common Shares	Disposition	2014-08-15	2	$47.74	3,085	No	4	S	Indirect	By spouse as custodian of children's accounts
Common Shares	Disposition	2014-08-18	1	$48.18	66,207	No	4	S	Direct
Common Shares	Acquisiton	2014-10-30	100	$46.29	66,518	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Direct
No	4	J	Indirect	By spouse as custodian of children's accounts
No	4	J	Indirect	By spouse as custodian of children's accounts
No	4	S	Indirect	By spouse as custodian of children's accounts
No	4	S	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	2,468	Indirect	By spouse as custodian of children's accounts

Footnotes

Received in exchange for 19,303.44 common shares of Tortoise Energy Capital Corporation ("TYY") plus cash in lieu of fractional shares of TYG in connection with merger of TYY into Tortoise Energy Infrastructure Corporation ("TYG") which was effective on June 23, 2014. The exchange rate was based on each company's relative net asset value ("NAV") per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
Includes 13,066.485 shares acquired under the TYG dividend reinvestment plan.
Received in exchange for 6,717.606 common shares of Tortoise North American Energy Corporation ("TYN") plus cash in lieu of fractional shares of TYG in connection with merger of TYN into TYG which was effective on June 23, 2014. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $33.32 for TYN. On June 20, 2014, the closing price of TYN common shares was $31.54 and the closing price of TYG common shares was $48.46.
Received in exchange for 901.28 common shares of TYY plus cash in lieu of fractional shares of TYG in connection with merger of TYY into TYG which was effective on June 23, 2014. The exchange rate was based on each company's relative net asset value ("NAV") per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
Includes 678.649 shares acquired under the TYG dividend reinvestment plan, and excludes 310.287 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.
Received in exchange for 888.115 common shares of TYN plus cash in lieu of fractional shares of TYG in connection with merger of TYN into TYG which was effective on June 23, 2014. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $33.32 for TYN. On June 20, 2014, the closing price of TYN common shares was $31.54 and the closing price of TYG common shares was $48.46.
Consists of fractional share sales from accounts in connection with account transfers.
Includes 210.963 shares acquired under the TYG dividend reinvestment plan.
Indirect shares noted above held by spouse as custodian of children's accounts, but excluding 617 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.