Filing Details
- Accession Number:
- 0001140361-14-039727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-31 17:06:04
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-10-31
- Accepted Time:
- 2014-10-31 17:06:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490286 | Tortoise Mlp Fund Inc. | NTG | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1280969 | Kevin H Birzer | 11550 Ash Street Suite 300 Leawood KS 66211 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-02-28 | 19 | $27.46 | 3,251 | No | 5 | L | Direct | |
Common Shares | Acquisiton | 2014-02-28 | 9 | $27.46 | 625 | No | 5 | L | Indirect | By spouse as custodian of children's accounts |
Common Shares | Disposition | 2014-08-15 | 4 | $29.13 | 630 | No | 4 | S | Indirect | By spouse as custodian of children's accounts |
Common Shares | Disposition | 2014-08-18 | 1 | $29.59 | 3,268 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2014-10-30 | 100 | $28.65 | 3,368 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | L | Direct | |
No | 5 | L | Indirect | By spouse as custodian of children's accounts |
No | 4 | S | Indirect | By spouse as custodian of children's accounts |
No | 4 | S | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 504 | Indirect | By spouse as custodian of children's accounts |
Footnotes
- Automatic reinvestment of distribution by broker no made at the Tortoise MLP Fund, Inc.'s dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
- Includes 200.799 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.
- Includes 102.077 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan, and excludes 104.778 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership reports.
- Consists of fractional share sales from accounts in connection with account transfers.
- Includes 9.04 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.
- Includes 18.079 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.
- Indirect shares noted above held by spouse as custodian of children's accounts, but excluding 126 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest .