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Home > Insider Trading > Filing (0001209191-14-065521)

Filing Details

Accession Number:: 0001209191-14-065521
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-31 14:52:02
Reporting Period:: 2014-10-30

Filing Date:: 2014-10-31
Accepted Time:: 2014-10-31 14:52:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
862831	Financial Institutions Inc	FISI	National Commercial Banks (6021)	160816610

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1574868	David Michael Grover	220 Liberty Street Warsaw NY 14569	Chief Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-30	572	$21.05	2,622	No	4	M	Direct
Common Stock	Acquisiton	2014-10-30	1,200	$19.75	3,822	No	4	M	Direct
Common Stock	Acquisiton	2014-10-30	1,200	$19.41	5,022	No	4	M	Direct
Common Stock	Acquisiton	2014-10-30	1,200	$15.85	6,222	No	4	M	Direct
Common Stock	Disposition	2014-10-30	4,172	$24.50	2,050	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-10-30	1,200	$0.00	1,200	$19.75
Common Stock	Stock Option (right to buy)	Disposition	2014-10-30	1,200	$0.00	1,200	$19.41
Common Stock	Stock Option (right to buy)	Disposition	2014-10-30	1,200	$0.00	1,200	$15.85
Common Stock	Stock Option (right to buy)	Disposition	2014-10-30	572	$0.00	572	$21.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-07-26	2016-07-26	No	4	M	Direct
0	2008-07-25	2017-07-25	No	4	M	Direct
0	2009-07-07	2018-07-07	No	4	M	Direct
0	2006-02-23	2015-02-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,500	Indirect	Held in IRA

Footnotes

Shares sold pursuant to a cashless exercise of stock options.
Options vested in four equal annual installments beginning on July 26, 2007.
Options vested in four equal annual installments beginning on July 25, 2008.
Options vested in four equal annual installments beginning on July 7, 2009.
Options vested in four equal annual installments beginning on February 23, 2006.