Filing Details
- Accession Number:
- 0001611953-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-31 08:53:45
- Reporting Period:
- 2014-10-29
- Filing Date:
- 2014-10-31
- Accepted Time:
- 2014-10-31 08:53:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204717 | C John Mitchell | 52 South Broad Street Norwich NY 13815 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2014-10-29 | 461 | $23.83 | 35,744 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2014-10-29 | 461 | $24.84 | 35,283 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2014-10-29 | 395 | $23.83 | 35,678 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2014-10-29 | 395 | $24.84 | 35,283 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2014-10-29 | 178 | $23.83 | 35,461 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2014-10-29 | 178 | $24.84 | 35,283 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2014-10-29 | 700 | $23.27 | 35,983 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2014-10-29 | 700 | $24.77 | 35,283 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2014-10-29 | 1,750 | $20.75 | 37,033 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2014-10-29 | 1,750 | $24.77 | 35,283 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2014-10-29 | 1,625 | $21.74 | 36,908 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2014-10-29 | 1,625 | $24.77 | 35,283 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2014-10-29 | 1,800 | $22.48 | 37,083 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2014-10-29 | 1,800 | $24.77 | 35,283 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2014-10-29 | 2,000 | $22.55 | 37,283 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2014-10-29 | 2,000 | $24.77 | 35,283 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-29 | 1,750 | $24.77 | 1,750 | $20.75 |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-29 | 1,625 | $24.77 | 1,625 | $21.74 |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-29 | 1,800 | $24.77 | 1,800 | $22.48 |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-29 | 2,000 | $24.77 | 2,000 | $22.55 |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-29 | 700 | $24.77 | 700 | $23.27 |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-29 | 461 | $24.84 | 461 | $23.83 |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-29 | 395 | $24.84 | 395 | $23.83 |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-29 | 178 | $24.84 | 178 | $23.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-05-01 | 2015-05-01 | No | 4 | M | Direct |
| 0 | 2007-05-01 | 2016-05-01 | No | 4 | M | Direct |
| 0 | 2008-05-01 | 2017-05-01 | No | 4 | M | Direct |
| 0 | 2009-05-01 | 2018-05-01 | No | 4 | M | Direct |
| 0 | 2006-01-20 | 2015-01-20 | No | 4 | M | Direct |
| 573 | 2006-11-10 | 2014-11-10 | No | 4 | M | Direct |
| 178 | 2006-11-10 | 2014-11-10 | No | 4 | M | Direct |
| 0 | 2006-11-10 | 2014-11-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | 164,041 | Indirect | by Corporation |
Footnotes
- Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
- Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan reload grant vests 100% two years after date of its grant.
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