Filing Details

Accession Number:
0001212545-14-000173
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-30 21:11:55
Reporting Period:
2012-05-08
Filing Date:
2014-10-30
Accepted Time:
2014-10-30 21:11:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212545 Western Alliance Bancorporation WAL State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331630 Nafees M Nagy C/O Western Alliance Bancorporation
One E. Washington Street, Ste 1400
Phoenix AZ 85004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-08 2,300 $0.00 0 No 4 G Indirect Sajan Star II LLC
Common Stock Acquisiton 2012-05-08 2,300 $0.00 73,754 No 4 G Indirect Shamim N. Nagy Separate Property Trust
Common Stock Disposition 2013-09-13 73,754 $0.00 0 No 4 G Indirect Shamim N. Nagy Separate Property Trust
Common Stock Acquisiton 2013-09-13 73,754 $0.00 107,517 No 4 G Indirect Sunset Properties Group LLC
Common Stock Disposition 2014-03-26 21,418 $0.00 0 No 5 G Indirect Nagy 2009 Grantor Retained Annuity Trust #2
Common Stock Acquisiton 2014-03-26 7,284 $0.00 7,284 No 5 G Indirect By Spouse
Common Stock Acquisiton 2014-03-26 14,134 $0.00 14,134 No 5 G Indirect Nagy 2009 Irrevocable Trust, dtd 12/28/09
Common Stock Disposition 2014-03-26 7,284 $0.00 0 No 5 G Indirect By Spouse
Common Stock Acquisiton 2014-03-26 7,284 $0.00 7,284 No 5 G Indirect Shamim N. Nagy Separate Property Trust
Common Stock Disposition 2014-03-26 7,284 $0.00 0 No 5 G Indirect Shamim N. Nagy Separate Property Trust
Common Stock Acquisiton 2014-03-26 7,284 $0.00 114,801 No 5 G Indirect Sunset Properties Group LLC
Common Stock Disposition 2014-03-26 14,134 $0.00 0 No 5 G Indirect Nagy 2009 Irrevocable Trust, dtd 12/28/09
Common Stock Acquisiton 2014-03-26 14,134 $0.00 360,358 No 5 G Indirect Sajan Alliance, LLC
Common Stock Disposition 2014-10-28 100,000 $25.15 14,801 No 4 S Indirect Sunset Properties Group LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect Sajan Star II LLC
No 4 G Indirect Shamim N. Nagy Separate Property Trust
No 4 G Indirect Shamim N. Nagy Separate Property Trust
No 4 G Indirect Sunset Properties Group LLC
No 5 G Indirect Nagy 2009 Grantor Retained Annuity Trust #2
No 5 G Indirect By Spouse
No 5 G Indirect Nagy 2009 Irrevocable Trust, dtd 12/28/09
No 5 G Indirect By Spouse
No 5 G Indirect Shamim N. Nagy Separate Property Trust
No 5 G Indirect Shamim N. Nagy Separate Property Trust
No 5 G Indirect Sunset Properties Group LLC
No 5 G Indirect Nagy 2009 Irrevocable Trust, dtd 12/28/09
No 5 G Indirect Sajan Alliance, LLC
No 4 S Indirect Sunset Properties Group LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,478 Direct
Common Stock 4,082 Indirect Sajan Star IV LLC
Common Stock 2,300 Indirect Sajan Star II LLC
Footnotes
  1. On March 26, 2014, the Nagy 2009 Grant Retained Annuity Trust #2 ("GRAT 2") distributed 7,284 and 14,134 shares to the reporting person's spouse and the Nagy 2009 Irrevocable Trust, dated 12/28/09, respectively. The reporting person's spouse then transferred 7,284 shares to the Shamim N. Nagy Separate Property Trust, which then transferred the same number of shares to the Sunset Property Group, LLC. The Nagy 2009 Irrevocable Trust dated 12/28/09 transferred 14,134 shares to Sajan Alliance, LLC.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.05 to $25.4550, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.