Filing Details
- Accession Number:
- 0001212545-14-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-30 21:11:55
- Reporting Period:
- 2012-05-08
- Filing Date:
- 2014-10-30
- Accepted Time:
- 2014-10-30 21:11:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1331630 | Nafees M Nagy | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-08 | 2,300 | $0.00 | 0 | No | 4 | G | Indirect | Sajan Star II LLC |
Common Stock | Acquisiton | 2012-05-08 | 2,300 | $0.00 | 73,754 | No | 4 | G | Indirect | Shamim N. Nagy Separate Property Trust |
Common Stock | Disposition | 2013-09-13 | 73,754 | $0.00 | 0 | No | 4 | G | Indirect | Shamim N. Nagy Separate Property Trust |
Common Stock | Acquisiton | 2013-09-13 | 73,754 | $0.00 | 107,517 | No | 4 | G | Indirect | Sunset Properties Group LLC |
Common Stock | Disposition | 2014-03-26 | 21,418 | $0.00 | 0 | No | 5 | G | Indirect | Nagy 2009 Grantor Retained Annuity Trust #2 |
Common Stock | Acquisiton | 2014-03-26 | 7,284 | $0.00 | 7,284 | No | 5 | G | Indirect | By Spouse |
Common Stock | Acquisiton | 2014-03-26 | 14,134 | $0.00 | 14,134 | No | 5 | G | Indirect | Nagy 2009 Irrevocable Trust, dtd 12/28/09 |
Common Stock | Disposition | 2014-03-26 | 7,284 | $0.00 | 0 | No | 5 | G | Indirect | By Spouse |
Common Stock | Acquisiton | 2014-03-26 | 7,284 | $0.00 | 7,284 | No | 5 | G | Indirect | Shamim N. Nagy Separate Property Trust |
Common Stock | Disposition | 2014-03-26 | 7,284 | $0.00 | 0 | No | 5 | G | Indirect | Shamim N. Nagy Separate Property Trust |
Common Stock | Acquisiton | 2014-03-26 | 7,284 | $0.00 | 114,801 | No | 5 | G | Indirect | Sunset Properties Group LLC |
Common Stock | Disposition | 2014-03-26 | 14,134 | $0.00 | 0 | No | 5 | G | Indirect | Nagy 2009 Irrevocable Trust, dtd 12/28/09 |
Common Stock | Acquisiton | 2014-03-26 | 14,134 | $0.00 | 360,358 | No | 5 | G | Indirect | Sajan Alliance, LLC |
Common Stock | Disposition | 2014-10-28 | 100,000 | $25.15 | 14,801 | No | 4 | S | Indirect | Sunset Properties Group LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Indirect | Sajan Star II LLC |
No | 4 | G | Indirect | Shamim N. Nagy Separate Property Trust |
No | 4 | G | Indirect | Shamim N. Nagy Separate Property Trust |
No | 4 | G | Indirect | Sunset Properties Group LLC |
No | 5 | G | Indirect | Nagy 2009 Grantor Retained Annuity Trust #2 |
No | 5 | G | Indirect | By Spouse |
No | 5 | G | Indirect | Nagy 2009 Irrevocable Trust, dtd 12/28/09 |
No | 5 | G | Indirect | By Spouse |
No | 5 | G | Indirect | Shamim N. Nagy Separate Property Trust |
No | 5 | G | Indirect | Shamim N. Nagy Separate Property Trust |
No | 5 | G | Indirect | Sunset Properties Group LLC |
No | 5 | G | Indirect | Nagy 2009 Irrevocable Trust, dtd 12/28/09 |
No | 5 | G | Indirect | Sajan Alliance, LLC |
No | 4 | S | Indirect | Sunset Properties Group LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,478 | Direct | |
Common Stock | 4,082 | Indirect | Sajan Star IV LLC |
Common Stock | 2,300 | Indirect | Sajan Star II LLC |
Footnotes
- On March 26, 2014, the Nagy 2009 Grant Retained Annuity Trust #2 ("GRAT 2") distributed 7,284 and 14,134 shares to the reporting person's spouse and the Nagy 2009 Irrevocable Trust, dated 12/28/09, respectively. The reporting person's spouse then transferred 7,284 shares to the Shamim N. Nagy Separate Property Trust, which then transferred the same number of shares to the Sunset Property Group, LLC. The Nagy 2009 Irrevocable Trust dated 12/28/09 transferred 14,134 shares to Sajan Alliance, LLC.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.05 to $25.4550, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.