Filing Details
- Accession Number:
- 0001179110-14-015899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-30 19:20:51
- Reporting Period:
- 2014-10-28
- Filing Date:
- 2014-10-30
- Accepted Time:
- 2014-10-30 19:20:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069157 | East West Bancorp Inc | EWBC | State Commercial Banks (6022) | 954703316 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201236 | Dominic Ng | East West Bank 135 N. Los Robles Ave. 7Th Floor Pasadena CA 91101 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-28 | 56,300 | $21.09 | 521,302 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-28 | 56,300 | $35.34 | 465,002 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-10-29 | 23,000 | $21.09 | 488,002 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-29 | 23,000 | $35.95 | 465,002 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-28 | 56,300 | $0.00 | 56,300 | $21.09 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-29 | 23,000 | $0.00 | 23,000 | $21.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 110,482 | 2010-02-19 | 2015-02-19 | No | 4 | M | Direct |
| 87,482 | 2010-02-19 | 2015-02-19 | No | 4 | M | Direct |
Footnotes
- The options vest in three equal installments beginning in February 19, 2010.
- A total of 56,300 shares were sold at a weighted average price of $35.340.
- A total of 23,000 shares were sold at a weighted average price of $35.949.
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