Home > Insider Trading > Filing (0001144204-14-064100)

Filing Details

Accession Number:: 0001144204-14-064100
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-30 18:43:08
Reporting Period:: 2014-10-28

Filing Date:: 2014-10-30
Accepted Time:: 2014-10-30 18:43:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1093207	Crossroads Systems Inc	CRDS	Computer Peripheral Equipment, Nec (3577)	742846643

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1548312	E. Jeffrey Eberwein	11000 North Mopac Expressway Austin TX 78759	Yes	No	Yes	No
1589247	Lone Star Value Investors Lp	53 Forest Avenue, 1St Floor Old Greenwich CT 06870	No	No	Yes	No
1589325	Lone Star Value Investors Gp Llc	53 Forest Avenue, 1St Floor Old Greenwich CT 06870	No	No	Yes	No
1589350	Lone Star Value Management Llc	53 Forest Avenue, 1St Floor Old Greenwich CT 06870	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-28	5,000	$2.73	2,411,045	No	4	P	Indirect	By: Lone Star Value Investors, LP
Common Stock	Acquisiton	2014-10-29	4,500	$2.75	2,415,545	No	4	P	Indirect	By: Lone Star Value Investors, LP
Common Stock	Acquisiton	2014-10-30	4,372	$2.75	2,419,917	No	4	P	Indirect	By: Lone Star Value Investors, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By: Lone Star Value Investors, LP
No	4	P	Indirect	By: Lone Star Value Investors, LP
No	4	P	Indirect	By: Lone Star Value Investors, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	22,763	Direct

Footnotes

The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Investors, LP on June 17, 2014.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.67 to $2.75, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
Shares are held directly by Lone Star Value Investors, LP. Lone Star Value Investors GP, LLC is the general partner of, and controls, Lone Star Value Investors, LP. Lone Star Value Management, LLC exercises contractual voting and investment control over securities held by Lone Star Value Investors, LP. Mr. Eberwein is the managing member of Lone Star Value Management, LLC and exercises indirect voting and investment control over these securities. Mr. Eberwein disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that Mr. Eberwein is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.74 to $2.75, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.73 to $2.75, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.