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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1329799	Square 1 Financial Inc	SQBK	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1603622	E Judith Erwin	406 Blackwell Street Suite 240 Durham NC 27701	Evp-Venture Capital Services	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2014-10-28	10,000	$19.27	44,778	No	4	S	Direct
Class A Common Stock	Disposition	2014-10-30	1,018	$19.77	43,760	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	12,000	Indirect	Restricted Stock IV
Class A Common Stock	2,035	Indirect	Restricted Stock VI
Class A Common Stock	10,850	Indirect	By IRA

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Option (Right to Buy)	$6.00		2017-08-02	36,240	36,240	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-08-02	36,240	36,240	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.09 to $19.47 inclusive. The reporting person undertakes to provide to Square 1 Financial, Inc., any security holder of Square 1 Financial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $19.79 inclusive. The reporting person undertakes to provide to Square 1 Financial, Inc., any security holder of Square 1 Financial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
Restricted stock vests in three equal annual installments, beginning on November 15, 2014, the first anniversary of the date of the award.
Restricted stock vests in two equal annual installments, beginning on March 3, 2015, the first anniversary of the date of the award.
Stock options vest in five equal annual installments, beginning on August 2, 2011, the first anniversary of the date of the grant.