Filing Details
- Accession Number:
- 0001225208-14-022219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-30 16:06:53
- Reporting Period:
- 2014-10-29
- Filing Date:
- 2014-10-30
- Accepted Time:
- 2014-10-30 16:06:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1615548 | J Raymond Sprague | One Hartford Plaza Hartford CT 06155 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-29 | 10,090 | $7.04 | 38,536 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-29 | 10,090 | $38.86 | 28,446 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2014-10-29 | 10,090 | $7.04 | 10,090 | $7.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 27,266 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $83.00 | 2016-02-15 | 3,183 | 3,183 | Direct | |
Common Stock | Stock Option | $71.27 | 2015-02-19 | 3,718 | 3,718 | Direct | |
Common Stock | Stock Option | $74.88 | 2018-02-26 | 4,372 | 4,372 | Direct | |
Common Stock | Stock Option | $93.69 | 2017-02-27 | 3,135 | 3,135 | Direct | |
Common Stock | Stock Option | $20.63 | 2022-02-28 | 22,132 | 22,132 | Direct | |
Common Stock | Stock Option | $28.91 | 2021-03-01 | 14,870 | 14,870 | Direct | |
Common Stock | Stock Option | $35.83 | 2024-03-04 | 17,941 | 17,941 | Direct | |
Common Stock | Stock Option | $24.15 | 2023-03-05 | 21,594 | 21,594 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-02-15 | 3,183 | 3,183 | Direct |
2015-02-19 | 3,718 | 3,718 | Direct |
2018-02-26 | 4,372 | 4,372 | Direct |
2017-02-27 | 3,135 | 3,135 | Direct |
2022-02-28 | 22,132 | 22,132 | Direct |
2021-03-01 | 14,870 | 14,870 | Direct |
2024-03-04 | 17,941 | 17,941 | Direct |
2023-03-05 | 21,594 | 21,594 | Direct |
Footnotes
- Transaction effected pursuant to a pre-planned trading plan entered into on August 7, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $38.70 to $39.16 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options became fully exercisable on February 25, 2012, the third anniversary of the grant date.
- The options became fully exercisable on February 15, 2009, the third anniversary of the grant date.
- The options became fully exercisable on February 17, 2008, the third anniversary of the grant date.
- The options became fully exercisable on February 26, 2011, the third anniversary of the grant date.
- The options became fully exercisable on February 27, 2010, the third anniversary of the grant date.
- One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on Februrary 28, 2015, the third anniversary of the grant date.
- The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
- One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
- One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.