Filing Details
- Accession Number:
- 0001127602-14-030519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-30 14:13:02
- Reporting Period:
- 2014-10-28
- Filing Date:
- 2014-10-30
- Accepted Time:
- 2014-10-30 14:13:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510887 | D Harmon Smith | 3350 Peachtree Road Northeast Suite 150 Atlanta GA 30326 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-28 | 40,000 | $12.34 | 323,349 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-28 | 25,000 | $11.45 | 348,349 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-28 | 114,240 | $19.50 | 234,109 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-28 | 40,000 | $0.00 | 40,000 | $12.34 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-28 | 25,000 | $0.00 | 25,000 | $11.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-08-18 | 2019-08-18 | No | 4 | M | Direct |
| 0 | 2012-02-11 | 2020-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Units | 6,213 | Indirect | By 401(k) plan |
Footnotes
- These options vest 50% on 8/18/2011; and 25% on both 8/18/2012 and 8/18/2013.
- These options vest 50% on 02/11/2012, and 25% on both 02/11/2013 and 02/11/2014.
Billionaire Hedge Funds
