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Home > Insider Trading > Filing (0001354488-14-005305)

Filing Details

Accession Number:: 0001354488-14-005305
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-30 11:47:57
Reporting Period:: 2014-10-28

Filing Date:: 2014-10-30
Accepted Time:: 2014-10-30 11:47:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1024126	Pernix Therapeutics Holdings Inc.	PTX	Pharmaceutical Preparations (2834)	330724736

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1467224	Simmons Tracy Clifford	884 Johnnie Dodds Blvd Suite 201 Mount Pleasant SC 29464	Principal Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-28	12,754	$3.80	19,735	No	4	M	Direct
Common Stock	Disposition	2014-10-28	12,754	$10.00	6,981	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-10-28	12,754	$0.00	12,754	$3.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,246	2010-03-09	2015-03-09	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/29/2014.
The option which represents a right to purchase a total of 25,000 shares of which 10,000 were purchased prior to 10/28/2014 became fully exercisable on March 9, 2010.