Filing Details
- Accession Number:
- 0001354488-14-005303
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-10-30 11:45:21
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2014-10-30
- Accepted Time:
- 2014-10-30 11:45:21
- Original Submission Date:
- 2014-07-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024126 | Pernix Therapeutics Holdings Inc. | PTX | Pharmaceutical Preparations (2834) | 330724736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1467224 | Simmons Tracy Clifford | 884 Johnnie Dodds Blvd Suite 201 Mount Pleasant SC 29464 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-30 | 5,000 | $2.20 | 11,981 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-30 | 5,000 | $9.00 | 6,981 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-30 | 10,000 | $3.80 | 16,981 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-30 | 10,000 | $9.00 | 6,981 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-06-30 | 5,000 | $0.00 | 5,000 | $2.20 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-06-30 | 10,000 | $0.00 | 10,000 | $3.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-03-09 | 2015-03-09 | No | 4 | M | Direct |
| 15,000 | 2010-03-09 | 2015-03-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2014.
- The option which represents a right to purchase a total of 25,000 shares became fully exercisable on March 9, 2010.
Billionaire Hedge Funds
