Filing Details
- Accession Number:
- 0001604682-14-000015
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-10-30 11:43:44
- Reporting Period:
- 2014-10-29
- Filing Date:
- 2014-10-30
- Accepted Time:
- 2014-10-30 11:43:44
- Original Submission Date:
- 2014-10-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275305 | J Alan Bedner | Unity Bank 64 Old Highway 22 Clinton NJ 08809 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-29 | 8,490 | $3.98 | 18,777 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-30 | 8,490 | $9.05 | 10,287 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-10-29 | 15,000 | $3.98 | 8,490 | $3.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,068 | 2012-12-10 | 2019-12-10 | No | 4 | X | Direct |
Footnotes
- 8,497 shares are held in a restricted stock account; 1,790 are held in a 401k account.
- A total of 15,000 stock options at $3.98 were exercised from the 2002 Stock Option Plan through a "net-out" with the Company resulting in the issuance of 8,490 shares based on the closing price of the stock on 10/28/2014 of $9.17 per share.
- Stock sale price is an average of a number of trades that took place during the course of the day.
Billionaire Hedge Funds
