Filing Details

Accession Number:
0001344446-14-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-30 11:18:23
Reporting Period:
2014-10-28
Filing Date:
2014-10-30
Accepted Time:
2014-10-30 11:18:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344446 A Richard Steinberg 140 John James Audubon Parkway
Amherst NY 14228-1197
V.p. - Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-28 11,000 $21.61 25,367 No 4 M Direct
Common Stock Disposition 2014-10-28 11,000 $27.13 14,367 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Options (Right to Buy) Disposition 2014-10-28 11,000 $0.00 11,000 $21.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,409 2006-10-16 2015-10-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,367 Direct
Common Stcok 975 Direct
Common Stock 470,755 Indirect Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial ownership.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Options (Right to Buy) $28.45 2009-05-19 2018-05-18 1,307 1,307 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.27 2010-05-18 2019-05-17 3,804 3,804 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.24 2011-05-17 2020-05-16 2,795 2,795 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $19.50 2012-05-23 2021-05-22 2,685 2,685 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.43 2013-05-21 2022-05-20 4,528 4,528 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.95 2014-05-20 2023-05-20 3,771 3,771 Direct
Common Stcok Non-Qualified Stock Options (Right to Buy) $27.12 2015-05-19 2024-05-19 1,309 1,309 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-18 1,307 1,307 Direct
2019-05-17 3,804 3,804 Direct
2020-05-16 2,795 2,795 Direct
2021-05-22 2,685 2,685 Direct
2022-05-20 4,528 4,528 Direct
2023-05-20 3,771 3,771 Direct
2024-05-19 1,309 1,309 Direct
Footnotes
  1. Includes 7,567 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 356 shares become fully vested and non-forfeitable on 5/23/2015, 1,129 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 1,341 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 2,359 shares become fully vested and non-forfeitable on 5/21/2015, 1,309 shares become fully vested and non-forfeitable 25% for four years beginning 5/19/2015 and the remaining 1,073 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
  2. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  3. The reporting person exercised 11,000 options on 10/28/2014. The remaining 22,409 options are all exercisable, subject to IRS limitations.
  4. All exercisable, subject to IRS limitations.
  5. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
  6. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
  7. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
  8. Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.